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Welcome to North Oak Recruitment, dedicated to delivering what we promise - a quality recruitment service. Whether you are a financial services company looking to recruit staff, or whether you are an individual looking for your next career move within financial services, you can rest assured that you will be in the safe hands of an expert, trained and experienced in managing all of your recruitment needs and putting your interests first.  Call us now for Financial Services vacancies.
Risk and Compliance Officer
Salary Area Job Ref Consultant Sector
£21,500 per annum pro rata West Midlands AL750 Angela Liscombe Compliance


Risk and Compliance Officer

Dudley (our Ref AL750)

12 month contract, to start ASAP – 3 days per week

Salary £21,500 per annum pro rata


My client is a long established award winning organisation, offering, mortgages, savings and financial advice to its clients.


They now have an exciting new vacancy with their Risk and Compliance Department.


The Role


·         Complete compliance tasks, including compliance monitoring and quality assurance reviews as allocated, managing and prioritising own workload to ensure that work is completed within the specified timeframe.

·         Have an understanding of the regulatory framework in which the Company operates.

·         Able to enable review regulatory publications and assess the impact to the Company and update various documents as required.

·         Work with other departments to assist with the implementation of the Risk Framework.

·         Carrying out anti-money laundering and financial crime reviews and daily transaction monitoring.

·         Able to complete work accurately, within the required timeframe to a high standard.


The Person


·         2 -3 years’ experience working in a compliance and/or risk function.

·         Have an open and approachable manner and the ability to communicate and work alongside all departments promoting a good compliance and risk culture.

·         Good written communications with attention to detail.

·         Ideally hold a relevant qualification e.g. Compliance Diploma, Institute of Risk Management Certificate or Certificate in Mortgage Advice and Practice (CeMap)


If this role is of interest and you are looking for a contract position, working 3 days per week, then please apply in confidence with an up to date CV to Angela Liscombe at North Oak Recruitment.

 North Oak Recruitment have worked very hard to find me a position.  Angela has been friendly and professional, she listened to what I was looking for and I would recommend her to anyone looking for a new job. 
Sharon M.
 Angela is second to non in her knowledge of the financial services industry across the Midlands.  Having been made redundant I was feeling unsure about my future but Angela was very reassuring and quickly got to work for me.  Within 3 weeks, I had the perfect role and I can't recommend Angela highly enough - Thank You!
Kate M.