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Welcome to North Oak Recruitment, dedicated to delivering what we promise - a quality recruitment service. Whether you are a financial services company looking to recruit staff, or whether you are an individual looking for your next career move within financial services, you can rest assured that you will be in the safe hands of an expert, trained and experienced in managing all of your recruitment needs and putting your interests first.  Call us now for Financial Services vacancies.
Compliance & Operations Assistant
Salary Area Job Ref Consultant Sector
to c£30,000pa West Midlands AL747 Angela Liscombe Compliance


Compliance & Operations Assistant

Edgbaston (our ref AL747)

Salary circa £30,000 per annum


My client is an established IFA, and due to continued success, they are now looking to appoint an experienced individual into a new and exciting role for the company.

Day to day, working closely with the Compliance and Operations Director, your role will involve:

  • Updating and improving all systems and processes
  • Keeping the compliance monitoring plan up-to-date
  • Completing various compliance functions (such as working on the sales process)
  • Following up on action points following compliance audits
  • Carrying out compliance health checks
  • Assisting the Operations Director in their role
  • Making sure the business is running at top speed and is super-efficient

The Person:

·         Previous experience working within an IFA environment

·         CII qualified

·         Experience of compliance within a regulated environment

·         Experience of paraplanning and IFA administrative support functions

If this role is of interest, please apply in confidence with an up to date CV.

 North Oak Recruitment have worked very hard to find me a position.  Angela has been friendly and professional, she listened to what I was looking for and I would recommend her to anyone looking for a new job. 
Sharon M.
 Angela is second to non in her knowledge of the financial services industry across the Midlands.  Having been made redundant I was feeling unsure about my future but Angela was very reassuring and quickly got to work for me.  Within 3 weeks, I had the perfect role and I can't recommend Angela highly enough - Thank You!
Kate M.