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Compliance Officer / Head of Compliance
Salary Area Job Ref Consultant Sector
negotiable, circa £60,000 pa Nottinghamshire AL736 Angela Liscombe Compliance

Description

Compliance Officer

Nottinghamshire (our ref AL736)

Salary negotiable circa £60,000 + benefits

 

My client is a prestigious IFA organisation dealing with high net worth clients across the globe.  They now have an opportunity for an experienced Compliance Officer to join the company.

 

The Compliance Officer is responsible for all governance, risk, compliance and regulatory issues in

line with the requirements of the Financial Conduct Authority and other regulators.  This a key position in a rapidly expanding organisation and the selected individual must fit into the dynamic team ethos already established and whose activities will revolve around the company’s operations. This role will involve monitoring, reviewing and reporting results of the regulatory compliance, licensing requirements and compliance ethics.

 

The successful applicant will have previous experience working within a regulated Compliance role, and will have a thorough understanding of the requirements of the FCA.

 

Please apply in confidence with an up to date CV or call Angela Liscombe at North Oak Recruitment for a confidential discussion.


 North Oak Recruitment have worked very hard to find me a position.  Angela has been friendly and professional, she listened to what I was looking for and I would recommend her to anyone looking for a new job. 
Sharon M.
 Angela is second to non in her knowledge of the financial services industry across the Midlands.  Having been made redundant I was feeling unsure about my future but Angela was very reassuring and quickly got to work for me.  Within 3 weeks, I had the perfect role and I can't recommend Angela highly enough - Thank You!
Kate M.