Nottinghamshire (our ref AL736)
Salary negotiable circa £60,000 + benefits
My client is
a prestigious IFA organisation dealing with high net worth clients across the
globe. They now have an opportunity for
an experienced Compliance Officer to join the company.
The Compliance Officer is responsible for all governance,
risk, compliance and regulatory issues in
line with the requirements of the Financial Conduct
Authority and other regulators. This a
key position in a rapidly expanding organisation and the selected individual
must fit into the dynamic team ethos already established and whose activities
will revolve around the company’s operations. This role will involve
monitoring, reviewing and reporting results of the regulatory compliance,
licensing requirements and compliance ethics.
The successful applicant will have previous experience
working within a regulated Compliance role, and will have a thorough
understanding of the requirements of the FCA.
Please apply in
confidence with an up to date CV or call Angela Liscombe at North Oak
Recruitment for a confidential discussion.